Our client is a leading provider of services to the FInancial Services and Investment Industry. Due to continued growth they now require a Compliance advicer to join their existing team.
The ideal candidate will have atleast 3 years experience working in Compliance within financial services with a solid understanding and a working knowledge of COBS, FCA & PRA handbook as well as a proven track record change management and risk assesment.
- Record Keeping of Financial Promotions and Client Communication
- TCF Monthly Reports
- Analysis and highlighting key risks
- Conduct Risk Methdology & Change Management
The role offers a fantastic opportunity to the right person to join a leading firm, if you feel you have the right skills and experience please apply now