Compliance Adviser

Our client is a leading provider of services to the FInancial Services and Investment Industry. Due to continued growth they now require a Compliance advicer to join their existing team.

The ideal candidate will have atleast 3 years experience working in Compliance within financial services with a solid understanding and a working knowledge of COBS, FCA & PRA handbook as well as a proven track record change management and risk assesment.

Key Responsibilities:

- Record Keeping of Financial Promotions and Client Communication

- TCF Monthly Reports

- Analysis and highlighting key risks

- Conduct Risk Methdology & Change Management

The role offers a fantastic opportunity to the right person to join a leading firm, if you feel you have the right skills and experience please apply now

Salary: 
£45k - 60k per year + Benefits & Bonus
Location: 
London
Vacancy Type: 
Permanent
Vacancy Reference: 
Jd3354