Compliance Analyst

An opportunity has arisen to join a market-leading firm with one of the most exciting and developed risk and compliance teams.  They are looking for an ambitious individual who already has a foundation of risk and compliance experience.  This position will allow for a clear career progression path within the firm.

  • Review high risk new client and matter checks in accordance with regulatory requirements 
  • Assist in handling ad hoc queries received through the Risk & Compliance Operations Team
  • Develop knowledge of legal/regulatory requirement relevant to the Risk Assessment Team
  • Liaise with the MLRO, deputy MLRO or Risk Partners on difficult clearances, as appropriate
  • Maintain the integrity of the Risk Assessment system to ensure the information is accurate, complete and kept up-to-date
  • Law degree or GDL - LPC would be beneficial 
  • Compliance experience covering either AML or Conflicts
  • Experience of liaising with fee earners/ partners 
  • Training or supervision of junior team members 
  • Knowledge of the SRA in relation to risk management 
Salary: 
£35k - 45k per year + .
Location: 
London
Vacancy Type: 
Permanent
Vacancy Reference: 
00561