Compliance Manager - Legal Risk

Fantastic opportunity has arisen to join this highly ranked posedtions (by revenue) for a compliance and regulatory professional.  The role is reporting into the Head of Risk & Compliance focusing on new business intake (AML/ bribery, DPA, Conflicts) and regulatory issues (SRA) and promoting the overall risk management framework throughout the firm. 

The position includes: 

  • Managing business queries including conflicts of interests, data protection, money laundering; investigating breaches and escalating where necessary. 
  • Development of risk management – reporting on performance, issues and overall factors that could be improved.
  • Keeping the firm abreast on key regulatory changes and assist the head of compliance in the implementation of regulatory/process developments – drafting any changes as required
  • Liaising with key contacts both internally and externally for the business 

Requirements: 

  • Legal compliance experience in a mid to large size firm
  • Working knowledge of the SRA code of conduct
  • Experience of working with established risk management frameworks
  • Strong advisory skills – clear on concise communicator
  • Degree level education – further professional qualification preferable 
  • Experience in educating members of a law firm in Compliance procedure
Salary: 
£38k - 43k per year + Benefits
Location: 
Leeds
Vacancy Type: 
Permanent
Vacancy Reference: 
00679