My client is looking for a candidate to fill a role as a Compliance Monitoring Officer/Manager at their growing Asset Management firm based in East Sussex.
They are looking for someone with compliance experience within a fund manager or asset manager setting. the Investment Operations Certificate (IOC) or Investments Administration Qualification (IAQ) will be seen as big benefits to your application.
The applicant must have an understanding of the regulatory environment (in particular COBS, COLL and SYSC), and have practical experience of due diligence or audit work.
Other useful features for the applicant would be: Experience of control testing in a financial services firm.
The client is offering a great opportunity for progression into a compliance monitoring managerial role, as well as great benefits and a perfomance based bonus on top of salary.
For more information contact Tom on O7736I3I534