My client is a leading provider of investment management, accountancy, tax, corporate and financial advisory services. They are seeking an experienced compliance officer to join their team in a new role on the IFA/Wealth Management side of the business.
Reporting to the Compliance Manager and Compliance Director, you will assist with compliance monitoring in various business areas and provide compliance and AML advice to the Tax and Business Services business units. Responsibilities will cover monitoring of the IFA, Corporate Finance and Pensions business, file review of the IFA division, reporting, AML, financial promotions, regulatory advice and oversight of ICAEW returns.
To be considered for this role you will have demonstrable compliance experience gained within an IFA or Wealth Management business. You will have experience of compliance monitoring in the areas of pensions, life assurance and retail investments, file review experience and exposure to AML and financial promotions.
This is a office based opportunity to join a leading organisation that is enjoying growth within the team.