Compliance Supervisor (Intermediary Services)

We are working with a well established national company that provides Intermediary Services to the IFA community. They have a fantastic opportunity for a compliance Supervisor to join their existing team.

The role will see you working closely with member firms, monitoring for breaches and failings, conducting focussed Audits, training and ensuring firms are maintaining good compliant procedures.

The ideal candidate will have FPC 1, 2, 3 or equivalent qualifications (Level 4 would be ideal). The role may suit someone with a paraplanning or file checking background or in a complaince role within a IFA practice.

This is a fantastic opportunity to join one of the biggest Networks in the UK.

Salary: 
£35k - 45k per year + Bonus
Division: 
Location: 
South East
Vacancy Type: 
Permanent
Vacancy Reference: 
Hor2910