Risk Analyst / Compliance Monitoring
Our client, a leading firm in their field, are looking for a Risk Analyst and a Compliance Monitoring Officer.
You will develop, manage and perform a monitoring plan for FSMA regulated business which provide FX advisory, deal FX options and FX Structured products for corporate clients with relevant FCA source book requirements, including SYSC, COBS, IFPRU, SUP.
You will manage monitoring plan for a Payment service regulated business and EMIR and MiFID reporting requirements.
Implement FATCA, CRS reporting requirements for financial accounts. Responsibility for oversight of CONNECT and GABRIEL FCA reporting requirements for an FSMA Regulated business.
Essential: Significant experience within a risk role Must have experience of building and managing risk monitoring programmes FSMA understanding and knowledge Excellent communications skills (verbal and written) Understanding of EMIR regulations and MIFID reporting requirements
If you feel this is you then please apply on the button so we can proceed with a phone call, or email risk"at"consultrpm"dot"com (decipher first)