Risk Monitoring - Wealth / IFA / Investments - Contract up to £350 p day
We need a Contract Risk Monitoring person to ensure monitoring of risks within this firm - you will come from a wealth / investment management or IFA background and implement / assist in implementing adequate in-house controls and compliance procedures according to regulatory needs.
Compliance Monitoring - file reviews and assessment of advice
Make sure Risk Management Framework maintained
Make sure Risks are mitigated as part of the Risk team.
Apply on the button for more information - this is an urgent requirement and interviews will take place over the next 2 weeks max - look forward to hearing from you.